Senior Auditor Resume Examples and Templates

Senior Auditor

• Conducted financial audits, reviewing and validating financial statements and internal controls for companies operating in various sectors, including FMCG, Real Estate, Hospitality, Automotive, Energy, among others.
• Assessed the external environment of the company and critically observed the processes used in the financial control system to identify areas for improvement.
• Prepared various analyses of the company's accounts to ensure their validity and compliance with legal requirements.
• Assisted the manager in planning the audit process and reported any significant findings to the manager.
• Managed and supervised a team during fieldwork, providing guidance and support.
• Reviewed the working papers completed by less experienced team members to ensure accuracy and completeness.
• Conducted analysis on complex accounts to identify any potential issues or discrepancies.

Senior Auditor

• Developed audit plans and executed audit procedures to verify the completeness and accuracy of financial statements and disclosures for public companies.
• Provided training, supervision, and review of work for staff auditors on multiple engagements to ensure adherence to audit standards and quality.
• Conducted financial statement analysis, performed account reconciliations, conducted process walkthroughs, and executed control and system testing.
• Conducted interviews with company executives to gather relevant information and insights.
• Conducted research on GAAP (Generally Accepted Accounting Principles) and GAAS (Generally Accepted Auditing Standards) to ensure compliance and stay updated with industry regulations.
• Contributed to the development of white papers and documentation of audit procedures and processes.
• Managed engagement economics, including budgeting and monitoring project expenses.

Senior Auditor

• Led a team responsible for auditing and providing financial reporting services to 20 customers annually, including large public companies, listed companies, and foreign-invested companies.
• Conducted audits and prepared financial statements, both consolidated and separate, in compliance with International Financial Reporting Standards (IFRS).
• Provided advisory services on tax matters and identified internal control risks for clients, offering effective tax solutions and strategies to minimize tax risks.
• Prepared reports for the Board of Directors (BOD) highlighting the status of clients, identifying potential issues that could impact financial and non-financial disclosures in the financial statements.
• Ensured compliance with relevant tax regulations, including Corporate Income Tax (CIT), Personal Income Tax (PIT), and Foreign Contractor Tax (FCT).
• Monitored and addressed any challenges or problems encountered during the auditing process and provided proactive solutions to mitigate risks.
• Collaborated with clients to ensure accurate and reliable financial reporting and adherence to regulatory requirements.

Senior Auditor

• Conducted financial audits for multinational firms, including prominent clients such as Zephyr Technologies, AlphaTech Solutions, and Veritas Global.
• Led audit teams across five countries, overseeing the entire audit process and ensuring the timely delivery of the group audit report.
• Collaborated closely with Group Financial Controllers and CFOs to coordinate audit activities, address any issues or concerns, and ensure the completion of the audit within the agreed-upon timeframe.
• Undertook a four-month secondment in IT Risk Assurance, where I performed audits of IT general controls. Delivered comprehensive reports outlining findings and recommendations to improve control effectiveness and mitigate IT risks.

Senior Auditor

• Led and participated in audit engagements focused on financial institutions, including Zenith Bank and Horizon Insurance.
• Played a key role as a core team member in the credit review process of the Unity Central Bank following the 2013 banking crisis in Valeria.
• Assessed the recoverability of loans and evaluated provisioning levels based on guidelines and strict supervision from the Troika and Central Bank of Valeria.
• Provided valuable insights and recommendations to enhance risk management practices and ensure compliance with regulatory requirements in the financial sector.

Senior Auditor

• Conducted financial, operational, and compliance audit reviews across various operational units and departments within the company.
• Led and executed audit field assignments by conducting interviews to gain process knowledge, documenting process flowcharts, preparing risk control matrices (RCMs), developing audit programs, documenting working papers, and testing control effectiveness.
• Prepared and presented value-added reports to Senior Management and key stakeholders, highlighting control gaps, compliance issues, and providing practical recommendations.
• Managed issue tracking audits to ensure timely implementation of corrective action plans and reported the status regularly.
• Led comprehensive quality assessment exercises to assess Internal Audit processes and practices, ensuring conformity with the standards set by the Institute of Internal Auditors (IIA).
• Conducted audits on fraud monitoring and prevention measures for both intercompany and internal transactions.
• Played a key role in a team project focused on promoting an ethical culture and compliance within the company.
• Delivered audit training to new employees as part of the department's onboarding program, ensuring their understanding of audit processes and requirements.

Senior Auditor

• Managing and overseeing audit and review engagements, ensuring their successful completion.
• Supervising external audits, providing guidance and support to the audit team.
• Conducting critical analysis of financial statements to assess their accuracy and reliability.
• Planning engagements based on a thorough understanding of the entity and assessing business and audit risks.
• Providing basic advisory services to clients regarding taxation and the accounting treatment of complex transactions.
• Conducting in-depth analysis of balance sheets to identify any discrepancies or areas of concern.
• Preparing expense analysis reports to evaluate and monitor spending patterns and control costs.

Senior Auditor

• Effectively manages customer accounts, ensuring their satisfaction and addressing any issues that arise.
• Demonstrates good judgment in complex business issues and communicates effectively at all levels.
• Collaborates with other teams to process client renewals data and ensure smooth operations.
• Successfully managed a project to improve turnaround time (TAT), achieving the set goals.
• Takes ownership of feedback and implements necessary changes for improvement.
• Provides on-the-job training to new team members and ensures quality checking of their work.
• Efficiently assigns team work and strives to meet audit closure targets within defined TAT and SLA.
• Leads projects within the IP renewals domain and actively participates in transition processes.
• Leads quality forums to enhance client service across various teams.
• Handles FIT projects and has contributed to the successful completion of project transitions.

Experienced Senior Auditor

• Provided support for the internal audit outsourcing and risk consulting service line, primarily focusing on clients in the banking industry.
• Identified critical functions and internal control structures by conducting process mapping and comprehensive client interviews.
• Analyzed client processes to identify opportunities for business process improvement and enhancement of internal controls.
• Developed reports and conducted meetings with operational and executive management to communicate findings and recommendations.
• Supervised engagement staff, ensuring the successful completion of assigned tasks and deliverables.
• Reviewed various areas within the banking operations, including information technology asset management and cash operations, to assess their efficiency and effectiveness.

Senior Auditor

• Conducted a diverse range of audit engagements across multiple industries, including retail, agriculture, oil & gas, logistics, IT, and heavy industrial sectors.
• Assumed the role of a senior audit assistant, overseeing and supervising a team of 8 junior audit assistants on various audit assignments.
• Analyzed and evaluated financial statements, including balance sheets, income statements, and cash flow statements, as well as conducted in-depth analyses of customers, suppliers, and macroeconomic factors to provide insights and forecasts.
• Presented findings and recommendations to senior management based on the analysis performed, including optimization of working capital and interest rate forecasting.
• Assessed and evaluated the design and effectiveness of clients' internal control systems in compliance with the requirements of SOX Section 404, and provided recommendations for improvement to enhance the clients' business operations.

Senior Auditor

• Led as the Lead Senior on several audit engagements for publicly traded companies in the Valeria, with a focus on key areas such as valuation of investments, utilizing various valuation methodologies and forecasting models, and conducting comprehensive cash flow and P&L audit testing.
• Played a key role in a significant project spanning two years, successfully overseeing the spin-off of a publicly traded company into two separate entities in 2023. Specifically, responsible for ensuring the proper separation of intangible assets (including investments and goodwill) and conducting thorough audits of P&L and Cash Flow components.
• Conducted audits of the client's internal controls to ensure compliance with the Financial Governance Act. Identified multiple material weaknesses and devised plans to rectify them, following up until resolution.
• Led audit teams working across various industries, with a focus on the Tech sector (software and hardware), Consumer Goods, Publishing, and Entertainment.

Senior Auditor

• Conducted detailed analyses of cash balances, fixed asset general ledger accounts, and recomputed depreciation expenditure during external audit engagements.
• Collaborated with accounting managers and partners to plan and execute audit engagements, ensuring compliance with auditing standards and regulations.
• Performed audits and prepared reports of findings, including recommendations for process improvements and internal control enhancements.
• Planned and executed financial statement audits in accordance with GAAP and FASB guidelines.
• Coordinated and conducted reviews and agreed-upon procedures for various entities, ensuring the accuracy and reliability of financial information.
• Assisted in audit planning, risk assessment, and the selection of appropriate audit procedures, documenting the evidence obtained to support management assertions.
• Provided recommendations for a management letter based on audit findings, highlighting areas for improvement and suggesting corrective actions.
• Prepared independent audit reports, presenting findings and results to stakeholders.

Senior Auditor

• Led and managed audits for technology companies, including startups and small to medium-sized businesses.
• Conducted and consolidated financial and tax statements for various technology companies, ensuring compliance with US GAAP, Israeli GAAP, and IFRS guidelines.
• Conducted regular reviews of quarterly financial statements to identify any issues or discrepancies.
• Mentored new interns, providing guidance and support in their professional development.
• Acted as a professional focal point, assisting team members and clients with technical expertise and professional guidance.
• Worked closely with clients, building strong relationships and providing effective and professional responses to their needs and inquiries.

Senior Auditor

• Coordinated with audit partners, audit managers, team members, and clients to ensure the quality and timely delivery of audit services.
• Reviewed and audited separate and consolidated financial statements, ensuring compliance with IFR).
• Provided on-the-job training and coaching to junior staff, supporting their professional development.
• Offered effective suggestions and recommendations to improve internal control processes for clients, including areas such as sales, purchases, and financial statement close processes.

Senior Auditor

• Conducted monthly budget vs actual analysis and prepared various reports, including monthly, quarterly, annual, and tailored reports, as required by the South Asia Pacific Office or Global Office.
• Assisted the Chief Audit Executive (CAE) in reviewing job descriptions, selecting external auditors and actuaries, providing enrichment to interns regarding Internal Audit Department (IAD) and Risk-Based Audit, and representing the CAE in meetings when unavailable.
• Promoted the implementation of Risk-Based Audit and contributed to the maturity of Risk Management within the organization.
• Acted as an internal consultant in the development of the National Risk Management Policy and Framework, as well as the National Anti-Corruption Policy and Guidelines.
• Supported the preparation of the Indonesia IAD for the Quality Assurance Review conducted by the Global Office.
• Achievements: Implemented Risk-Based Audit and utilized the Risk Register with full support from management. Established the National Risk Management Policy and Framework, as well as the National Anti-Corruption Policy and Guidelines. Received positive feedback from audit clients regarding the engagement processes. Successfully recruited and retained a high-performing Auditor for over six years.